New Mexico Register / Volume XXXIII, Issue 24 / December 27,
2022
TITLE 13 INSURANCE
CHAPTER 22 AUTOMOBILE
THEFT PREVENTION AUTHORITY
PART 2 BOARD
AND GRANT ADMINISTRATION
13.22.2.1 ISSUING
AGENCY: Office of Superintendent of Insurance (“OSI”).
[13.22.2.1
NMAC – N, 01/01/2023]
13.22.2.2 SCOPE:
This rule applies to the activities of the New Mexico Automobile Theft Prevention Authority (“NMATPA”) board
and to its review, approval and administration of
grants pursuant to Section 59A-16C-17 NMSA 1978.
[13.22.2.2
NMAC – N, 01/01/2023]
13.22.2.3 STATUTORY AUTHORITY: Sections
59A-16C-5, 59A-16C-16 and 59A-16C-17 NMSA 1978.
[13.22.2.3
NMAC – N, 01/01/2023]
13.22.2.4 DURATION: Permanent.
[13.22.2.4
NMAC – N, 01/01/2023]
13.22.2.5 EFFECTIVE DATE: January 1, 2023,
unless a later date is cited at the end of a section.
[13.22.2.5
NMAC – N, 01/01/2023]
13.22.2.6 OBJECTIVE: This rule
establishes definitions and procedures for the conduct of business by the NMATPA board and for the review,
approval and administration of grants made by that board pursuant to Section
59A-16C-17 NMSA 1978.
[13.22.2.6 NMAC – N,
01/01/2023]
13.22.2.7 DEFINITIONS:
A. “Automobile theft prevention authority” or
“ATPA”
has the meaning provided in Section 59A-16C-17 NMSA 1978.
B. “Automobile” means a motor
vehicle or vehicle.
C. “Board of directors” or “board” means the board
of directors of the automobile theft prevention authority that is appointed in
accordance with Subsection A of Section 59A-16C-17 NMSA 1978.
D. “Executive director” means a
supervising prosecuting attorney of the OSI, as designated by the
superintendent of insurance.
E. “Grant announcement” means an
announcement by the board or executive director that grant funding is
available. The announcement shall include a reference to all required
application materials and the deadline for submission of grant applications.
F. “Grant award” means a final
decision of the NMATPA board to award a grant to a qualified applicant.
G. “Grant award contract” means a written
contract that arises as the direct result of a grant award and sets out the
respective duties and obligations of NMATPA and a grant awardee. An attorney
designated by the superintendent of insurance shall review every grant award
contract before the contract is signed. The reviewing attorney shall not be the
executive director of NMATPA.
H. “Grant awardee” means a qualified
applicant whose grant application has been approved by the board and to whom
notification of a grant award has been sent in accordance with this rule.
I. “Grant cycle” means the period of time between the grant announcement and a grant
award.
J. “Grant managers guidance manual” or “GMG” means the most
current publicly available version of the guidance manual approved by the board
for providing information on grant application requirements and processes. The
ATPA board shall update the GMG annually.
K. “Grant recipient” means a grant
awardee.
L. “Motor vehicle” has the meaning
provided in the Motor Vehicle Code, Chapter 66, Article 1 NMSA 1978.
M. “New Mexico automobile theft prevention
authority” or “NMATPA” means the automobile theft prevention
authority established for the state of New Mexico by Section 59A-16C-17 NMSA
1978.
N. “NMATPA administration” means the OSI
staff responsible for the day-to-day operations and support of the board.
O. “Qualified applicant” means a state,
local or regional law enforcement agency or task force that demonstrates that
its proposed program satisfies grant requirements and addresses a significant
aspect of automobile theft prevention.
P. “Vehicle” has the meaning
provided in the Motor Vehicle Code, Chapter 66, Article 1 NMSA 1978.
[13.22.2.7 NMAC – N, 01/01/2023]
13.22.2.8 BOARD OF DIRECTORS:
A. Board
responsibilities. The main responsibility of the board
is to administer and manage grants made in accordance with Section 59A-16C-17
NMSA 1978. The duties of the board include, without limitation:
(1) reviewing
grant applications;
(2) awarding
grants consistent with the criteria set forth in this rule;
(3) reviewing
grant reports and compliance by grantees; reporting on the work of the board as
required by law; and
(4) other
duties consistent with Section 59A-16C-17 NMSA 1978, as may be from time to
time determined by a majority vote of the board. The executive director may
request that the board undertake additional duties on a temporary basis in order to facilitate the orderly implementation of this
rule.
B. Board meetings. All
meetings of the board shall be held in compliance with the Open Meetings Act,
Chapter 10, Article 15 NMSA 1978. The board shall meet at least once every
three months, except that the board may, at the call of the chair or at the
request of the executive director, or by majority vote, decide to meet more
frequently. All meetings of the board shall be recorded and transcribed, and NMATPA
will post the transcriptions on the official OSI website. A board meeting may
be held in person or virtually. A quorum of the board shall consist of five members
of the board and may be achieved through participation in a virtual meeting.
C. Board actions. A
quorum of the board shall review the grant applications. A
majority of the board shall approve the grant awards. The board may
adopt additional policies and procedures governing its processes.
[13.22.2.8 NMAC – N,
01/01/2023]
13.22.2.9 EXECUTIVE DIRECTOR: The executive
director of the NMATPA shall serve ex officio in an official capacity as a supervising
prosecuting attorney of OSI.
A. Duties
of executive director. The executive director shall have the
following duties:
(1) directing
the NMATPA administration, as defined in Section 7 of this rule;
(2) preparing
the agenda for board meetings, in consultation with the members of the board;
(3) posting
meeting agendas as required by the Open Meetings Act; and
(4) other
duties not inconsistent with the executive director’s general scope of work as
may from time to time be conferred by the board.
B. Authority
of executive director. The executive director shall have the
following authority:
(1) calling
a meeting of the board;
(2) signing
grant award contracts, as defined in Section 7 of this rule, on behalf of the
NMATPA; and
(3) such
other authority as may be necessary to carry out the duties of the executive
director.
[13.22.2.9 NMAC – N,
01/01/2023]
13.22.2.10 GRANT
MANAGERS GUIDANCE MANUAL (“GMG”): The board shall annually review, approve and adopt the NMATPA GMG during one or more board
meetings. As soon as practicable after the board’s annual review, approval and
adoption of the GMG, the executive director will publish the GMG by posting a
copy of the GMG on the official OSI website.
A. GMG content. The board shall use its best judgment to determine the
content of the NMATPA GMG with the following goals in mind:
(1) Clarity of
purpose;
(2) Completeness
of content;
(3) Ease of comprehension; and
(4) Ease
of use.
B. GMG
designation. The
board may designate an existing GMG for continued use by clearly designating an
existing GMG as the most current version. The board may adopt one or more GMGs
from other states and jurisdictions that have adopted a GMG, consistent with
applicable copyrights and authorship laws. The board may adopt a complete
version of the GMG, an abridged version, or both in order to
facilitate outreach to intended audiences as the board may deem appropriate. If
more than one version is adopted, then each version shall be clearly marked as
to its intended use.
C. Current
version of GMG. The board shall designate which version of a complete GMG
is the most current version and shall post only that version on the official
OSI website. The most current GMG shall control for purposes of reviewing, approving and awarding grants; reviewing and reporting
compliance with grants; and in case of a discrepancy between versions.
D. Conflict between GMG and Rule.
In the event of a conflict between the GMG and this rule, this rule shall
control. All editions of the GMG adopted by the board shall state that this rule
takes precedence over the GMG in the event of conflict.
[13.22.2.10 NMAC –
N, 01/01/2023]
13.22.2.11 GRANT
APPLICATIONS – SUBMISSION AND CONTENT:
A. Application submission period. The board will announce annually in
writing the availability of grant funding and the start of the application
submission period. OSI will publish the notice on the official OSI website and distribute
the notice via email to all entities that have signed up for OSI’s newsletter
email listserv.
B. Application format and required content. An application
shall be in the form required by the grant announcement, consistent with the
requirements set forth in Section 59A-16C-17 NMSA 1978, this rule and the NMATPA
GMG. Grant application and approval forms shall be the most current version
adopted by the board.
(1) A
grant application shall describe, at minimum, the specific type of automobile
theft prevention, enforcement, specialized training, prosecution
or first-time offender rehabilitation program proposed.
(2) A
grant application shall include or address all required information, forms, and
instructions provided in the NMATPA GMG.
C. Method and delivery of application submission. Applications shall
be filed with the board electronically as directed in the grant application,
notice, or instructions.
D. Scope of grants. Possible funding categories for NMATPA
grants include, without limitation:
(1) equipment for law enforcement;
(2) law enforcement
services, including overtime pay;
(3) public awareness
campaigns; and
(4) other goods or
services that meet the objectives of Chapter 59A, Article 16C NMSA 1978.
[13.22.2.11 NMAC –
N, 01/01/2023]
13.22.2.12 GRANT AWARDS: The NMATPA board
shall award grants on a competitive basis, subject to available funding, and in
accordance with the priorities described in this rule. There shall be no
automatic entitlement to a grant, and the board shall not be required to award
a grant if no application satisfies the criteria set forth in the applicable
grant announcement.
A. Use of the NMATPA GMG. The board shall review applications
consistent with Section 59A-16C-17 NMSA 1978, these rules, and the guidance set
out in the most current version of the NMATPA GMG.
B. Multi-jurisdictional priority. The board shall give priority to
those grant applications representing multi-jurisdictional programs. Applicants
representing multiple jurisdictions may submit joint applications.
C. Minimum description required. An application shall, at a minimum,
provide a thorough description of the type of automobile theft prevention,
enforcement, specialized training, prosecution, or first-time offender
rehabilitation program proposed. The minimum description shall include staffing,
objectives, measurable goals and costs.
D. Applicable review guidelines. The board shall review each
application to determine whether the submitting entity meets the definition of
a qualified applicant. The board will then further review the applications
received pursuant to the following guidelines:
(1) Whether the application identifies an
automobile theft problem clearly, is measurable, and is supported by relevant
statistical evidence;
(2) whether
the application minimizes duplicative or overlapping existing programs;
(3) whether the application provides a
design wherein activities and goals are realistic and attainable;
(4) whether the application displays
innovation in its concept, design, or operation. A project is considered
innovative if it provides a new and different strategy or approach that
prevents, deters, intervenes or reduces the occurrence
of automobile theft-related activity;
(5) whether the application demonstrates a
realistic cost structure as compared to its goals (cost compared to benefit);
(6) whether the application includes a
proposed evaluation design supported by relevant data to measure the
effectiveness of the project and a plan for completing said evaluation
consistent with applicable grant reporting requirements; and
(7) whether the application was submitted
timely and in the prescribed format in accordance with the applicable grant
announcement.
E. Equitable review. The board will apply relevant statutes,
this rule and the NMATPA GMG to ensure equitable review of grant applications
received from law enforcement agencies and other qualified applicants.
F. Geographic distribution. The board will approve
grants in a variety of geographic areas of the state to the extent that it is
practicable to do so.
[13.22.2.12 NMAC –
N, 01/01/2023]
13.22.2.13 GRANT
AWARDS AND NOTIFICATION: Subject to
available funds, the board will approve grants in accordance with Section
59A-16C-17 NMSA 1978, this rule and the guidance set forth in the most current version
of the NMATPA GMG.
A. Approval criteria. In approving grants, the board shall
consider the following criteria:
(1) available
funds;
(2) existing activities or programs
addressing the same or substantially similar automobile theft problem;
(3) statistical analyses of automobile
theft problems in the identified project area;
(4) cooperation and coordination with
other agencies and projects to address automobile theft problems;
(5) proposed plan for automobile theft
crime prevention, enforcement, prosecution and
training;
(6) number of personnel involved in the proposed
project; and
(7) the applicant’s experience,
qualifications and past performance demonstrating ability to operate a proposed
project successfully.
B. Grant awards. A quorum of the board shall review grant applications.
A majority vote of the board shall be required for approval of a grant
application.
C. Notification. Within 10 business days of a grant award, the
executive director will notify each applicant in the current grant cycle of the
board’s decision to approve or deny an application.
(1) The board may
condition a grant award on an applicant’s satisfaction of reasonable
requirements in addition to those identified in the grant announcement and the NMATPA
GMG.
(2) The board shall not require as a condition of receipt
of a grant that an agency, political subdivision, or other qualified applicant
provide any additional monies to operate a recommended program.
(3) An
applicant may accept or decline a grant award consistent with the schedule set
forth in the NMATPA GMG.
[13.22.2.13 NMAC –
N, 01/01/2023]
13.22.2.14 GRANT EVALUATION PROCEDURES: So that the board
can evaluate program success and compliance, all grant recipients must submit quarterly
program and financial reports to the board following grant application approval
and fund disbursement.
A. Reporting forms provided. The board will provide grant recipients
with forms necessary to submit required quarterly financial and program progress/achievement reports.
B. Board review criteria. Board review of quarterly reports
submitted by the grant recipients shall be consistent with identified goals and
objectives of the NMATPA.
C. Program monitoring. The board will monitor program
implementation, financial administration, and achievement of declared program
objectives consistent with Section 59A-16C-17 NMSA 1978, this rule and the
NMATPA GMG as applicable.
D. Board feedback. The board will
provide feedback to grant recipients submitted or failing to submit required
quarterly reports, or as is appropriate and consistent with statute, the goals and objectives of the NMATPA, this rule and the NMATPA
GMG.
E. Failure to perform.
A program that is
failing to perform will be given written notice at least 30 days prior to
implementation of any remedies identified in this subsection and may request
board review of the contemplated action.
In the event that a grant recipient fails to perform
or complete required quarterly financial and program progress and achievement
reports, the board may:
(1) elect to apply a program improvement plan to the
recipient to rehabilitate performance;
(2) recommend to the superintendent or the superintendent’s designee for revocation or
suspension of recipient’s grant agreement; or
(3) recommend to the superintendent or the
superintendent’s designee that reimbursement for expenses be denied.
F. Future consideration:
Failure to perform
or rehabilitate may affect future consideration of applications submitted to
the board by the same applicant.
[13.22.2.14 NMAC – N, 01/01/2023]
History of 13.22.2
NMAC: [RESERVED]