12.11.1 NMAC GENERAL PROVISIONS pdf version 12.11.2 NMAC BROKER-DEALERS AND AGENTS pdf version 12.11.3 NMAC BROKER-DEALER AND AGENTS RECORDS pdf version 12.11.4 NMAC BROKER-DEALER AND AGENTS RULES OF CONDUCT AND PROHIBITED BUSINESS PRACTICES pdf version 12.11.5 NMAC INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES AND FEDERAL COVERED ADVISERS pdf version 12.11.6 NMAC INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES RECORDS pdf version 12.11.7 NMAC INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES RULES OF CONDUCT AND PROHIBITED BUSINESS PRACTICES pdf version 12.11.8 NMAC REGISTRATION OF SECURITIES – GENERAL PROVISIONS pdf version 12.11.9 NMAC STANDARDS APPLICABLE TO REGISTERED OFFERINGS pdf version 12.11.10 NMAC SMALL COMPANY OFFERING REGISTRATION (SCOR) pdf version 12.11.11 NMAC EXEMPT SECURITIES pdf version 12.11.12 NMAC EXEMPT TRANSACTIONS pdf version 12.11.13 NMAC UNIFORM LIMITED OFFERING EXEMPTION pdf version 12.11.14 NMAC NOTICE FILINGS FOR OFFERINGS OF COVERED SECURITIES pdf version 12.11.15 NMAC FRAUDULENT PRACTICES pdf version 12.11.16 NMAC FORMS pdf version 12.11.17 NMAC USE OF SENIOR-SPECIFIC CERTIFICATIONS AND PROFESSIONAL DESIGNATIONS pdf version 12.11.18 NMAC TRAINING AND REPORTING GUIDELINES UNDER THE VULNERABLE ADULTS FROM FINANCIAL EXPLOITATION ACT pdf version
